Initiatives
The Findel Group works to facilitate change and improvement within the industry through open discussion and sharing of information, knowledge and ideas amongst its members.
Our Current Initiatives…
Distributor Advisory Group
The Distributor Advisory Group (“DAG”) consists of a sub-set of Findel members and selected Distributors, with a primarily goal to improve levels of service and remove common pain points between Asset Managers, Distributors, and Platforms for the benefit of our underlying investors.
AML/KYC
The objective of the AML W Group is to provide a specialist group covering the field of AML and related subjects covering cross border funds.
DATA
An informal sub group comprises of Findel member firms looking at DATA & Regulatory Reporting obligations.
Best Practice documents…
- Delegate Due Diligence Q&A
- UBO Declaration template
- Industry Distributor Due Diligence Questionnaire
- Understanding the distribution risk in the Know Your Distributor process of cross-border global distribution
- Transfers – this paper looks at the challenges experienced for the transfer of shares, the Findel Group welcome submissions from industry partners who can provide both a robust and efficient resolution to the challenges.
The Findel Group is formed of asset managers focused on identifying common opportunities to enhance operational efficiency in cross-border distribution.
Future
